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New Second Edition

Federal and Victorian Regulators

A Practical Guide

The working reference for practitioners and in-house counsel who deal with Australia’s regulators. Fully revised and expanded, with contributed chapters from leading members of Foley’s List.

Federal and Victorian Regulators: A Practical Guide, Second Edition — book cover
2nd
Edition, fully revised and expanded since the original LexisNexis publication
53
Chapters covering the major federal and Victorian regulatory bodies
Chapters by King’s Counsel
Contributed chapters from senior counsel from Foley’s List (the pre-eminent list in white collar and regulatory work) including Ian Freckelton AO KC, Daniel Gurvich KC and Elizabeth Ruddle KC.
Who it’s for

A reference written for people who actually appear before regulators

Not an academic treatise. A practical guide to how each regulator operates, what its powers are, and how to act when your client is in its sights.

01 — Practitioners

Lawyers and Barristers

A first port of call when a matter touches an unfamiliar regulator. Powers, procedures, and the practical levers, in one place.

02 — In-house

In-house counsel

For corporate and government counsel managing regulatory risk and responding to investigations, notices, and enforcement action.

03 — Advisers

Compliance and advisory

For compliance officers, accountants, and advisers who need to understand a regulator’s reach before the enforcement stage.

Inside the book

Coverage by regulator

Each chapter follows a consistent structure: the regulator’s jurisdiction and powers, its investigation and enforcement process, and practical guidance for responding.

A
The RaidPreparing for and managing a regulatory raid, including a practical checklist
B
Federal Regulators35 federal regulators including ACQSC, AUSTRAC, ACCC, ASIC, ATO, APRA, AHPRA and more
C
State Regulators17 Victorian regulators including WorkSafe, Consumer Affairs Victoria, EPA, VGCCC and more
D
Issues for Lawyers and AccountantsHuman rights, evidence, information-gathering powers and search warrants
E
Issues for Regulators and ProsecutorsContributed chapters from Foley’s List barristers on enforcement, costs, charging and more
The authors

Written and contributed to by senior practitioners

JO

John O’Callaghan

Co-author

Victorian Magistrate in Commercial List. Author of the First Edition.

BD

Bill Doogue

Co-author

Preeminent criminal defence lawyer, recognised by Doyle’s Guide and Best Lawyers.

AK

Aggy Kapitaniak

Regulators’ Notices Compelling Information or Documents
AC

Alice Cooney

Proper Investigative Technique for Regulators
AB

Amanda J. Burnnard

Alternative Enforcement Mechanisms and Alternative Sentencing Orders
CR

Cheryl Richardson

Regulators’ Notices Compelling Information or Documents
DG

Daniel Gurvich KC

Corporate and Director Liability in Regulatory Prosecutions
ER

Elizabeth Ruddle KC

Particularising and Amending Charges
ED

Erik Dober

Corporate and Director Liability in Regulatory Prosecutions
IF

Ian Freckelton AO KC

Alternative Enforcement Mechanisms and Alternative Sentencing Orders
LC

Leigh Crosbie

Costs in Regulatory Prosecutions
LA

Louis Andrews

Particularising and Amending Charges
LL

Lucy Line

Civil Applications and Injunctions
PM

Peter Matthews SC

Costs in Regulatory Prosecutions
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Choose your edition

All prices in AUD and include GST.

Digital — PDF
$120 AUD
Delivered by email. Fully searchable.
  • PDF emailed to you within 1 business day
  • Searchable, linked Table of Cases and Statutes
  • Read on any device
  • Licensed for single-user practitioner use
Buy the PDF
Best value
Copy Posted + Digital
$220 AUD
Copy posted, plus the PDF delivered by email.
  • Copy posted within Australia
  • PDF emailed to you within 1 business day
  • The desk reference plus the searchable copy
  • Postage included
Order copy + digital
Buying for a team or chambers?  Volume pricing applies to orders of five or more. Email bill@doogue.com.au for a quote and a tax invoice, payable by EFT against a purchase order.

Also available in print on Amazon. The searchable PDF edition and the copy posted + digital bundle are available only here.

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Join the list for updates to the guide, new editions, and the related CPD series. No more than a few emails a year.

Questions

Before you order

After payment, your order is sent to us and we will email the PDF to you within 1 business day. The file is searchable and includes a linked Table of Cases and Statutes.

Printed copies are posted within Australia and typically arrive within a few business days of order. If you order the copy posted and digital bundle, the PDF will be emailed to you within 1 business day while the hardcopy is in transit.

Yes. A GST tax invoice is issued automatically on purchase. For firm or chambers accounts and bulk orders, email bill@doogue.com.au and we will invoice directly.

The text has been revised and updated to reflect the regulatory framework as at [DATE]. As with any legal text, it is a guide and not a substitute for advice on a specific matter.

The digital edition is available anywhere. For international print orders, email bill@doogue.com.au for a postage quote.

The reference you reach for when a regulator comes knocking

Order the second edition of Federal and Victorian Regulators: A Practical Guide.

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